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Equity Capital Markets

Stifel ECM delivers a full suite of equity and equity linked products including IPOs, Follow-ons, Converts and SPACs across all of our focus sectors

Equity Capital Markets Group

Industry-Leading Full-Service Equity Capital Markets Group

The Equity Capital Markets Group (ECM) is responsible for originating and executing public and private equity and equity linked offerings as well as SPACs. In 2021, the ECM group managed over 265 equity and equity-linked transactions, including executing 76 IPOs, raising more than $108B. In addition, the ECM team has a leading SPAC business, advising in 2021 on more than 45 transactions within all phases of the Special Purpose Acquisition Company (SPAC) lifecycle, including IPOs, PIPEs, and de-SPAC engagements. The Stifel equity platform brings differentiated institutional access and retail distribution in the US and Internationally.

Stifel named US Mid-Market Equity House of the Year by IFR.

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Notable Transactions

Ichor Follow-on

$ 125,000,025

Follow-on Offering
Electronics & Industrial Technology | March 2024
Evolus Registered Direct

$ 50,000,000

Registered Direct
Biopharma | March 2024
Apogee Therapeutics

$ 482,999,902

Follow-on Offering
Biopharma | March 2024
Regenxbio Follow-on

$ 140,000,000

Follow-on Offering
Biopharma | March 2024
Viking Follow-on

$ 632,540,250

Follow-on Offering
Biopharma | February 2024
KalVista FO

$ 160,125,000

Confidentially Marketed Follow-on Offering
Biopharma | February 2024
Amaroq Minerals

$ 57,800,000

Follow-on Offering
Energy & Natural Resources | February 2024
Netstreit Follow-on

$ 172,800,000

Follow-on Offering
Real Estate | January 2024
Dyne Therapeutics

$ 345,144,000

Follow-on Offering
Biopharma | January 2024
Hive Private Placement

C$ 25,000,000

Private Placement
Technology | December 2023
Syndax CMO

$ 230,000,000

Confidentially Marketed Follow-on Offering
Biopharma | December 2023
Cibus Registered Direct

$ 20,300,000

Registered Direct
HealthTech | December 2023
Credo CMO

$ 175,000,000

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology | December 2023
Spyre PIPE

$ 180,000,000

PIPE
Biopharma | December 2023
Xenon

$ 300,000,000

Confidentially Marketed Follow-on Offering
Biopharma | November 2023
Lexeo IPO

$ 111,536,216

Initial Public Offering
Biopharma | November 2023
Alphatec CMO

$ 150,150,000

Confidentially Marketed Follow-on Offering
Medtech | October 2023
Mach IPO

$ 190,000,000

Initial Public Offering
Energy & Natural Resources | October 2023
NCR_NCRAtleos Spin-off

$ 4,483,000,000

Has Completed a Spin-off
Capital Goods | October 2023
Vistagen Registered Direct

$ 100,000,000

Registered Direct
Biopharma | October 2023
Hillevax CMO

$ 115,000,000

Confidentially marketed Follow-on Offering
Biopharma | September 2023
Neumora IPO

$ 250,070,000

Initial Public Offering
Biopharma | September 2023
Dutch Bros Follow-on

$ 300,000,000

Follow-on Offering
Restaurants | September 2023
Allied Merger Corporation Private Placement

$ 267,280,430

Private Placement
Metals & Mining | August 2023
Asure CMO

$ 46,000,000

Confidentially Marketed Follow-on
Software | August 2023
Acumen FO

$ 130,000,000

Follow-on Offering
Biopharma | July 2023
Apogee IPO

$ 345,057,500

Initial Public Offering
Biopharma | July 2023
Kooth Follow-on

£ 10,000,000

Equity Placing
Healthcare | July 2023
Kodiak Gas Services

$ 256,000,000

Initial Public Offering
Energy & Natural Resources | June 2023
IGM Biosciences

$ 120,000,000

Confidentially Marketed Follow-on Offering
Biopharma | June 2023
Gambling.com Follow-on Offering

$ 45,209,375

Follow-on Offering
Gaming & Leisure | June 2023
Cava Group IPO

$ 365,444,420

Initial Public Offering
Restaurants | June 2023
Jadestone Follow-on Offering

$ 50,000,000

Follow-on Offering
Energy & Natural Resources | June 2023
Casella FO

$ 517,500,000

Follow-on Offering
Industrial & Environmental Services | June 2023
Disc Medicine Follow-on

$ 137,200,000

Follow-on Offering
Biopharma | June 2023
Exro Technologies

$ 34,931,250

Follow-on Offering
Diversified Industries | May 2023
Tecnoglass

$ 98,900,000

Follow-on Offering
Specialty Distribution | May 2023
OneSpaWorld Follow-on

$ 90,000,000

Follow-on Offering
Consumer Products | May 2023
Zoo Digital Equity Placing

£ 12,500,000

Equity Placing
Technology | May 2023
Franchise Brands Follow-on

£ 92,000,000

Follow-on Offering
Diversified Industries | April 2023
Karuna Follow-on

$ 460,000,000

Follow-on Offering
Biopharma | March 2023
FTAI Preferred Stock

$ 65,000,000

Preferred Stock
Transportation & Logistics | March 2023
Journey Energy  Follow-on

C$ 17,500,000

Follow-on Offering
Energy | March 2023
TPB Acquisition_Lavoro MA

$ 1,220,000,000

Mergers & Acquisitions
Food & Beverage | February 2023
Hillman Follow-on

$ 230,000,000

Follow-on Offering
Specialty Distribution, Building Products | February 2023
Diversified Energy

$ 163,000,000

Follow-on Offering
Energy | February 2023
Essential Properties

$ 189,400,000

Follow-on Offering
Real Estate | February 2023
Mineralys IPO

$ 220,800,000

Initial Public Offering
Biopharma | February 2023
Movella_Pathfinder MA

$ 504,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | February 2023
Renalytix PIPE

$ 20,300,000

PIPE
Healthcare | February 2023
Treace Medical CMO

$ 100,000,000

Confidentially Marketed Follow-on Offering
Medtech | February 2023
Kopin CMO

$ 19,940,000

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology | January 2023
TXO IPO

$ 100,000,000

Initial Public Offering
Energy & Natural Resources | January 2023
Geron Follow-on

$ 227,843,965

Follow-on Offering
Biopharma | January 2023
Cutera

$ 120,000,000

Convertible Notes
Medtech | December 2022
VOR Registered Direct

$ 115,799,748

Registered Direct & PIPE
Biopharma | December 2022
X4 Pharmaceuticals

$ 65,010,000

Confidentially Marketed Follow-on Offering
Biopharma | December 2022
Iveric Bio CMO

$ 300,375,000

Confidentially Marketed Follow-on Offering
Biopharma | December 2022
DZS Inc. CMO

$ 44,664,988

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology | November 2022
AerSale

$ 62,000,000

Follow-on Offering
Aerospace, Defense & Government Services | November 2022
OmniAb_Avista MA

$ 850,000,000

Mergers & Acquisitions
Biopharma | November 2022
Silkroad Follow-on

$ 115,000,000

Follow-on Offering
Medtech | October 2022
Avacta Group Convertible Bond FO

£ 64,000,000

Convertible Bond & Follow-on Offering
Healthcare Services | October 2022
Artemis Follow-on

C$ 175,005,000

Follow-on Offering
Metals & Mining | October 2022
Dragonfly SSN

$ 75,000,000

Senior Secured Notes
Industrial & Environmental Services | October 2022
Chardan PIPE

$ 80,000,000

PIPE
Industrial & Environmental Services | October 2022
Bidstack Placing

£ 10,482,996

Placing and Subscription
Internet & Digital Media | October 2022
Kape Follow-on

$ 220,000,000

Follow-on Offering
Technology | September 2022
7C Solar Parken Follow-on
Follow-on Offering
Energy & Natural Resources | September 2022
Trevi CMO

$ 58,079,577

Confidentially Marketed Follow-on Offering
Biopharma | September 2022
First Watch Follow-on

$ 69,750,000

Follow-on Offering
Food & Beverage | September 2022
Rhythm CMO

$ 124,800,000

Confidentially Marketed Follow-on Offering
Biopharma | September 2022
Westrock Coffee_Riverview MA

$ 1,085,600,000

Business Combination
Food & Beverage | August 2022
Nogin_Software Acquisition Group MA

$ 658,000,000

Mergers & Acquisitions
Internet & Digital Media | August 2022
AerSale Follow-on

$ 84,309,375

Follow-on Offering
Aerospace, Defense & Government Services | August 2022
Fulcrum Therapeutics CMO

$ 84,249,986

Confidentially Marketed Follow-on Offering
Biopharma | August 2022
Orthopediatrics CMO

$ 143,893,750

Confidentially Marketed Follow-on Offering
Medtech | August 2022
Karuna Follow-on

$ 862,500,000

Follow-on Offering
Biopharma | August 2022
ZeroFox_LF MA

$ 1,308,000,000

Mergers & Acquisitions
Software | August 2022
Zerofox_IDX MA

$ 338,750,000

Mergers & Acquisitions
Software | August 2022
Netstreit Follow-on

$ 181,800,000

Follow-on Offering
Real Estate | August 2022
Celsius Pepsico MA

$ 550,000,000

Has Received a Minority Investment from
Consumer Products | August 2022
Energy IPO

€ 30,000,000

Initial Public Offering
Energy & Natural Resources | July 2022
Invacare SSTL

$ 104,500,000

Senior Secured Term Loan
Medtech | July 2022
Invacare CN

$ 55,300,000

Exchange of Convertible Notes
Medtech | July 2022
Xenon CMO

$ 250,000,000

Confidentially Marketed Follow-on Offering
HealthTech | June 2022
Newcore Gold Follow-on

C$ 5,010,000

Follow-on Offering
Metals & Mining | June 2022
Else Follow-on CMO

C$ 7,287,000

Follow-on Offering
Consumer & Retail | June 2022
Montage Gold Follow-on

C$ 20,000,000

Follow-on Offering
Metals & Mining | June 2022
NG Energy Convertible Notes

C$ 17,047,000

Convertible Notes
Energy | May 2022
Well Health Follow-on

C$ 34,511,565

Follow-on Offering
HealthTech | May 2022
Redex Pharma Follow-on

£ 34,261,864

Follow-on Offering
Biopharma | May 2022
PepGen

$ 108,000,000

Initial Public Offering
Biopharma | May 2022
Freshpet Follow-on

$ 350,000,000

Follow-on Offering
Consumer Products | May 2022
HilleVax IPO

$ 200,000,000

Initial Public Offering
Biopharma | April 2022
Supermarket Income REIT Follow-on

£ 300,000,000

Follow-on Offering
Real Estate | April 2022
Nkarta CMO

$ 230,000,000

Confidentially Marketed Follow-on Offering
Biopharma | April 2022
Hillman Follow-on 04/22

$ 149,500,000

Follow-on Offering
Specialty Distribution, Building Products | April 2022
Hyloris Follow-on

€ 15,000,000

Follow-on Offering
Healthcare | April 2022
Renalytix

$ 30,000,000

Convertible Bond and Equity Placing
Medtech | March 2022
IGM Follow-on 03/22

$ 230,000,000

Follow-on Offering
Biopharma | March 2022
Geron CMO 03/22

$ 75,000,000

Confidentially Marketed Follow-on Offering
Biopharma | March 2022
Valens Follow-on March

C$ 32,343,743

Follow-on Offering
Consumer & Retail | March 2022
Rubellite Follow-on

C$ 25,311,500

Follow-on Offering
Energy | March 2022
Kensington IPO

$ 230,000,000

Initial Public Offering
Capital Goods | March 2022
Energy Vault_Novas Capital M&A

$ 1,440,000,000

SPAC Merger
Capital Goods | February 2022
Thayer_Inspirato M&A

$ 1,052,000,000

Mergers & Acquisitions
Internet & Digital Media | February 2022
Silver Spike IPO

$ 85,000,000

Initial Public Offering
Consumer Products | February 2022
Tamarack Valley Follow-on 02/22

C$ 200,000,000

Senior Notes
Energy | February 2022
Zymeworks CMO

$ 100,000,000

Confidentially Marketed Follow-on Offering
Biopharma | January 2022
Credo Tech IPO

$ 200,000,000

Initial Public Offering
Electronics & Industrial Technology | January 2022
Adventus Follow-on

C$ 33,532,415

Follow-on Offering
Metals & Mining | January 2022
Marlowe Follow-on

£ 130,000,000

Follow-on Offering
Diversified Industries | January 2022
Spirit Realty

$ 390,320,000

Follow-on Offering
Real Estate | January 2022
Nomad Follow-on

C$ 42,542,500

Follow-on Offering
Metals & Mining | January 2022
Netstreit Follow-on

$ 200,300,000

Follow-on Offering
Real Estate | January 2022
Fiore Gold Fairness Opinion

C$ 195,000,000

Fairness Opinion
Metals & Mining | January 2022
Vigil IPO

$ 98,000,000

Initial Public Offering
Biopharma | January 2022
Fathom_Altimar M&A

$ 1,500,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | December 2021
Altimar II PIPE

$ 70,000,000

PIPE
Electronics & Industrial Technology | December 2021
Spree SPAC IPO

$ 200,000,000

SPAC IPO
Automotive Aftermarket | December 2021
Perion Follow-on

$ 180,000,000

Follow-on Offering
Internet & Digital Media | December 2021
Solid Power_DCRC M&A

$ 1,239,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | December 2021
MEI Pharma Follow-on

$ 52,325,000

Follow-on Offering
Biopharma | December 2021
Seeing Machine Follow-on

$ 41,000,000

Technology | November 2021
PrairieSky Follow-on 11/21

C$ 230,071,000

Follow-on Offering
Energy | November 2021
Wellhealth

C$ 65,000,000

Convertible Notes
HealthTech | November 2021
ALSP Orchid SPAC IPO

$ 172,500,000

SPAC IPO
Biopharma | November 2021
Wildpack Convertible Debentures

C$ 20,000,000

Convertible Debentures
Diversified Industries | November 2021
Wildpack Follow-on

C$ 22,000,000

Follow-on Offering
Diversified Industries | November 2021
Custom Truck Follow-on

$ 105,000,000

Follow-on Offering
Engineering & Construction, and Infrastructure | November 2021
Postal Realty Trust Follow-on

$ 72,250,000

Follow-on Offering
Real Estate | November 2021
ViewRay CMO

$ 80,500,000

Confidentially Marketed Follow-on Offering
Medtech | November 2021
Prilenia Private Placement

$ 43,000,000

Private Placement
Biopharma | November 2021
908 Devices Follow-on

$ 100,800,000

Follow-on Offering
Tools & Diagnostics | November 2021
First Advantage Follow-on

$ 300,000,000

Follow-on Offering
Tech-Enabled Services | November 2021
Critical Elements Follow-on

C$ 26,101,250

Follow-on Offering
Metals & Mining | November 2021
Codere_DD3 MA

$ 350,000,000

Mergers & Acquisitions
Gaming & Leisure | November 2021
SiTime Follow-on

$ 450,000,000

Follow-on Offering
Electronics & Industrial Technology | November 2021
Hive Private Placement

C$ 100,020,000

Private Placement
Technology | November 2021
Motion_Docgo M&A

$ 158,000,000

Mergers & Acquisitions
HealthTech | November 2021
Obsidian Follow-on

C$ 25,875,000

Follow-on Offering
Energy | November 2021
Spindletop IPO

$ 230,000,000

Initial Public Offering
Healthcare Services | November 2021
Sonendo IPO

$ 93,600,000

Initial Public Offering
Medtech | October 2021
Hire Right IPO

$ 422,000,000

Initial Public Offering
Tech-Enabled Services | October 2021
Clarus Follow-on

$ 74,250,000

Follow-on Offering
Consumer Products | October 2021
Iveric Bio CMO

$ 150,750,000

Confidentially Marketed Follow-on Offering
Biopharma | October 2021
Arizona Follow-on

C$ 49,831,250

Follow-on Offering
Metals & Mining | October 2021
Supermarket Income REIT Follow-on

£ 200,000,000

Follow-on Offering
Real Estate | October 2021
Marlowe Follow-on Offering

£ 50,000,000

Follow-on Offering
Diversified Industries | October 2021
Ventripoint Follow-on

C$ 7,004,400

Follow-on Offering
Life Sciences & Healthcare | October 2021
Apollo CMO

$ 74,865,000

Confidentially Marketed Follow-on Offering
Medtech | October 2021
Else Follow-on Offering

C$ 17,307,500

Follow-on Offering
Consumer & Retail | October 2021
Crystal Peak Private Placement

C$ 5,949,680

Private Placement
Metals & Mining | October 2021
Schultze SPAC IPO

$ 165,000,000

SPAC Initial Public Offering
Consumer Products | October 2021
Newhold Investment IPO

$ 175,000,000

Initial Public Offering
Electronics & Industrial Technology | October 2021
ACON S2

$ 250,000,000

Initial Public Offering
Consumer Products | October 2021
Xenon Follow-on Offering

$ 345,000,000

Follow-on Offering
Medtech | October 2021
Topaz Follow-on 10/21

C$ 173,052,000

Follow-on Offering
Energy | October 2021
First Watch IPO

$ 195,801,300

Initial Public Offering
Consumer Products | October 2021
Montrose Follow-on

$ 155,000,000

Follow-on Offering
Engineering & Construction, and Infrastructure | September 2021
Sterling Check IPO

$ 328,600,000

Initial Public Offering
Tech-Enabled Services | September 2021
Shapeways_Galileo M&A

$ 410,000,000

SPAC M&A
Electronics & Industrial Technology | September 2021
Greenbrook Follow-on

$ 13,200,000

Follow-on Offering
Healthcare Services | September 2021
Kape

$ 354,000,000

Follow-on Offering
Technology | September 2021
Maravai Follow-on

$ 1,000,000,000

Follow-on Offering
Biopharma | September 2021
Target Follow-on

£ 125,000,000

Follow-on Offering
Real Estate | September 2021
Somalogic_CM Life SPAC Merger

$ 651,000,000

SPAC Merger
Tools & Diagnostics | September 2021
Topaz Follow-on

C$ 108,150,000

Follow-on Offering
Energy | August 2021
Vector Acquisition_Rocket Lab SPAC Merger

$ 4,100,000,000

Has Merged with
Aerospace, Defense & Government Services | August 2021
Surrozen

$ 212,000,000

SPAC Merger & PIPE
Biopharma | August 2021
Adagio

$ 355,810,000

Initial Public Offering
Biopharma | August 2021
Rani Therapeutics IPO

$ 84,333,337

Initial Public Offering
Biopharma | July 2021
Traeger IPO

$ 424,000,000

Initial Public Offering
Consumer Products | July 2021
Gambling.com IPO

$ 42,000,000

Initial Public Offering
Gaming & Leisure | July 2021
Absci IPO

$ 230,000,000

Initial Public Offering
Tools & Diagnostics | July 2021
Gen inCode IPO

£ 17,000,000

Initial Public Offering
HealthTech | July 2021
Imago Biosciences IPO

$ 174,560,000

Initial Public Offering
Biopharma | July 2021
Markforged_One M&A

$ 1,664,000,000

Mergers & Acquisitions
Electronics & Industrial Technology | July 2021
Hillman_Landcadia Holdings M&A

$ 2,642,000,000

Mergers & Acquisitions
Specialty Distribution | July 2021
Rapidmicro IPO

$ 180,132,080

Initial Public Offering
Tools & Diagnostics | July 2021
LeMaitre CMO

$ 62,675,000

Confidentially Marketed Follow-on Offering
Medtech | July 2021
Iveric Bio CMO

$ 100,190,000

Confidentially Marketed Follow-on Offering
Biopharma | July 2021
Cerevel Follow-on

$ 350,000,000

Follow-on Offering
Biopharma | July 2021
EverCommerce IPO

$ 325,000,000

Initial Public Offering
Software | July 2021
Nyxoah IPO

$ 97,807,500

Initial Public Offering (U.S. Nasdaq)
Medtech | July 2021
Acumen IPO

$ 160,000,000

Initial Public Offering
Biopharma | June 2021
Clear Secure IPO

$ 409,200,000

Initial Public Offering
Internet & Digital Media | June 2021
Clear Secure IPO

$ 409,200,000

Initial Public Offering
Internet & Digital Media | June 2021
Gladstone Preferred Stock

$ 100,000,000

Preferred Stock
Real Estate | June 2021
GH Research IPO

$ 160,000,000

Initial Public Offering
Biopharma | June 2021
OneSpaWorld Follow-on

$ 80,000,000

Follow-on Offering
Entertainment | June 2021
Coliseum IPO

$ 150,000,000

Initial Public Offering
Entertainment | June 2021
Tremor IPO

$ 128,600,000

Initial Public Offfering
Internet & Digital Media | June 2021
Precision Senior Notes

$ 400,000,000

Senior Notes
Energy | June 2021
PLBY Group Follow-on

$ 249,700,000

Follow-on
Consumer Products | June 2021
Materialise NV

$ 96,000,000

Confidentially Marketed Follow-on Offering
Electronics & Industrial Technology | June 2021
Hut 8

C$ 100,000,000

Follow-on Offering
Metals & Mining | June 2021
Wildpack

C$ 20,000,000

Follow-on Offering
Metals & Mining | June 2021
Monarch Mining Corporation

C$ 6,000,000

Private Placement
Metals & Mining | June 2021
Alpine Follow-on

$ 49,840,000

Follow-on Offering
Real Estate | June 2021
Valens Follow-on

C$ 46,004,990

Follow-on Offering
Consumer Products | May 2021
Diversified Energy Follow-on

$ 225,000,000

Follow-on Offering
Energy & Natural Resources | May 2021
Tricon Residential – Follow-on

C$ 175,000,000

Follow-on Offering
Real Estate | May 2021
Topaz Energy Follow-on

C$ 201,254,750

Follow-on Offering
Energy | May 2021
Evolus 04-2021

$ 98,325,000

Confidentially Marketed Follow-on Offering
Biopharma | April 2021
CanWel Building 04-2021

C$ 75,000,000

Follow-on Offering
Building Products | April 2021
SeaSpine Holdings 04-2021

$ 100,912,500

Confidentially Marketed Follow-on Offering
Medtech | April 2021
Karat Packaging 04-2021

$ 72,680,000

Initial Public Offering
Packaging, Specialty Distribution | April 2021
Essential Properties 04-2021
Follow-on Offering
Real Estate | April 2021
Karuna Therapeutics Follow-on Offering

$ 287,500,000

Follow-on Offering
Biopharma | April 2021
Netstreit Corp. 04-2021

$ 177,023,991

Follow-on Offering
Real Estate | April 2021
Maravai Life Sciences 04-2021

$ 646,875,000

Follow-on Offering
Tools & Diagnostics | April 2021
Ionis Pharmaceuticals 04-2021

$ 550,000,000

Convertible Senior Notes
Biopharma | April 2021
Zoo Digital 03-2021

£ 7,454,727

Follow-on Offering
Software | March 2021
ProQR Therapeutics 03-2021

$ 103,500,000

Confidentially Marketed Follow-on Offering
Biopharma | March 2021
Cti Biopharma 03-2021

$ 50,652,000

Confidentially Marketed Follow-on Offering
Biopharma | March 2021
Evofem Biosciences 03-2021

$ 30,000,000

Confidentially Marketed Follow-on Offering
Biopharma | March 2021
Global Partners 03-24-2021

$ 75,000,000

Preferred Stock
Energy & Natural Resources | March 2021
AVEO Oncology 03-2021

$ 48,000,000

Follow-on Offering
Biopharma | March 2021
PhaseBio Pharmaceuticals 03-2021

$ 56,000,000

Confidentially Marketed Follow-on Offering
Biopharma | March 2021
Global Medical REIT 03-2021

$ 99,750,000

Follow-on Offering
Real Estate | March 2021
Nurix Follow-on Offering

$ 160,425,000

Follow-on Offering
Biopharma | March 2021
Cutera – Convertible Notes

$ 138,250,000

Convertible Notes
Medtech | March 2021
Sientra – Confidentially Marketed Follow-on Offering

$ 42,000,000

Confidentially Marketed Follow-on Offering
Medtech | February 2021
Patria IPO

$ 512,000,000

Initial Public Offering
Financial Institutions & Financial Technology | January 2021
Lithium Americas CMO

$ 400,000,000

Confidentially Marketed Follow-on Offering
Metals & Mining | January 2021
Soul Community Planet

$ 210,000,000

Private Placement
Real Estate | December 2020
Hennessy Acquisition Corp

$ 323,250,000

Private Investment in Public Equity
Electronics & Industrial Technology | December 2020
KINS Technology

$ 276,000,000

Initial Public Offering
Software | December 2020
AbCellera Biologics 12-2020

$ 555,450,000

Initial Public Offering
Biopharma | December 2020
Hydrofarm Holdings 12-2020
Initial Public Offering
Cannabis | December 2020
GrowGeneration 12-2020

$ 172,500,000

Follow-on Offering
Cannabis | December 2020
Nebula Caravel Acquisition 12-2020

$ 275,000,000

Initial Public Offering
Software | December 2020
Third Point Hellenic Recovery 12-2020

$ 56,600,000

Block Trade
Energy & Natural Resources | December 2020
Novo Resources 12-2020

$ 45,325,000

Block Trade
Metals & Mining | December 2020
IGM Biosciences 12-2020

$ 200,000,000

Follow-on Offering
Biopharma | December 2020
Kura Oncology 12-2020

$ 345,080,500

Follow-on Offering
Biopharma | December 2020
Repligen 12-2020

$ 312,225,000

Follow-on Offering
Tools & Diagnostics | December 2020
Codexis 12-2020

$ 750,000,000

Follow-on Offering
Tools & Diagnostics | December 2020
Silverback Therapeutics 12-2020

$ 277,725,000

Initial Public Offering
Biopharma | December 2020
Montrose Environmental Group 11-2020

€ 134,071,417

Follow-on Offering
Industrial & Environmental Services | November 2020
NeoGames 11-2020

$ 93,987,050

Initial Public Offering
Gaming & Leisure | November 2020
Camtek Follow-on

$ 68,425,000

Follow-on Offering
Electronics & Industrial Technology | November 2020
Vital Farms 11-2020

$ 151,250,000

Follow-on Offering
Food & Beverage | November 2020
Marlowe plc 11-2020

€ 30,000,000

Follow-on Offering
Business Services | November 2020
Gaming and Leisure Properties 11-2020

$ 333,500,000

Follow-on Offering
Gaming & Leisure | November 2020
Maravai Life Science, Inc. 11-2020

$ 1,863,000,000

Initial Public Offering
Tools & Diagnostics | November 2020
SQZ Biotechnologies 11-2020

$ 81,176,464

Initial Public Offering
Biopharma | November 2020
Topaz Energy Corp 10-2020

C$ 263,128,000

Initial Public Offering
Energy | October 2020
Triple Point Social Housing 10-2020

$ 55,000,000

Follow-on Offering
Real Estate | October 2020
Lux Health Tech Acquisition Corp. 10-2020

$ 345,000,000

Initial Public Offering
Medtech | October 2020
PharmaCielo Follow-on
Follow-on Offering
Cannabis | June 2020
Compugen CMO

$ 79,347,051

Confidentially Marketed Follow-on Offering
Biopharma | March 2020
Amerisur

$ 35,000,000

Follow-on Offering
Energy & Natural Resources | March 2016
Currency volume represents full credit to each underwriter. All transaction announcements appear as a matter of record only. Stifel collectively refers to Stifel, Nicolaus & Company, Incorporated and other affiliated broker-dealer subsidiaries of Stifel Financial Corp.