Other Compensation Received by Stifel


Mutual Fund Companies

Stifel has received additional marketing support from the following companies for the period January 1, 2018, through December 31, 2018:

Aberdeen
Advisors Asset Management
Alkeon
Alliance Bernstein
Allianz Global Investors
American Beacon
American Funds
Anchor Capital
Atalanta Sosnoff
Barings
Blackstone
Blackrock
Centerstone
Cohen & Steers
Columbia Threadneedle Investments
Confluence
Crossmark Global Investments
Dana Investment Advisors
Davis Funds
Dearborn Partners
Diamond Hill
Dreyfus
Eaton Vance
EJF Capital
Federated Investors
Fidelity
First Eagle
First Trust
Franklin Templeton
Frost
Goldman Sachs
Incapital
Invesco
Ivy Funds
Janus Henderson
Legg Mason
Lord Abbett
MFS Investment Management
Nasdaq Dorsey Wright
Oppenheimer
PIMCO
Principal Funds
Reaves Asset Management
RNC Genter
Russell
Schafer Cullen/Cullen Funds
Schwab
Stonebridge Capital
T. Rowe Price
Thornburg
Touchstone
Transamerica
Trim Tabs
Van Eck
Vanguard
Virtus
VOYA
William Blair

In addition, Stifel receives networking, operational, sub-accounting, recordkeeping, or processing fees
from nearly all of the mutual funds Stifel offers. For a full list of these funds and companies,
please click here .