Prospectus


Prospectus Download

For transactions in newly issued Federal Home Loan Bank (FHLB), Federal National Mortgage Association (FNMA), Federal Farm Credit Bank (FFCB), Municipal Bonds (MSRB), and Federal Home Loan Mortgage Corporation (FHLMC) securities, you may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements, and Financial Reports by visiting their respective websites directly:


Symbol Company Available Until
ADC Agree Realty Corp. 7/31/2019
AFINP American Finance Trust, Inc. 7.5% Series A Pfd. 6/23/2019
AHHprA Armada Hoffler Properties, Inc. 6.75% Series A Pfd. 9/11/2019
ARI Apollo Commercial Real Estate Finance, Inc. 8/11/2019
AVLR Avalara, Inc. 9/8/2019
AVTR Avantor, Inc. 8/18/2019
AVTRprA Avantor, Inc. 6.250% Series A Mandatory Convertible Preferred 8/18/2019
BBCP Concrete Pumping Holdings, Inc. 8/11/2019
BHFAP Brighthouse Financial, Inc. 6.6% Non-Cum Pfd, Series A 6/23/2019
CDAY Ceridian HCM Holding, Inc. 6/23/2019
CHWY Chewy, Inc. 9/17/2019
CRWD CrowdStrike Holdings, Inc. 9/11/2019
CWK Cushman & Wakefield plc 6/23/2019
DCUE Dominion Energy, Inc. Series A Equity Units 9/11/2019
DSGX The Descartes Systems Group, Inc. 9/8/2019
DTIL Precision BioSciences, Inc. 6/30/2019
DUKprA Duke Energy Corp. 5.75% Series A Pfd. 6/26/2019
EQH AXA Equitable Holdings, Inc. 6/23/2019
EQH AXA Equitable Holdings, Inc. 9/8/2019
ES Eversource Energy 9/2/2019
EVOP EVO Payments 7/1/2019
F Ford Motor Co. 6.2% Notes 8/21/2019
FSLY Fastly, Inc. 8/18/2019
GRTS Gritstone Oncology, Inc. 7/28/2019
GSX GSX Techedu, Inc. 9/8/2019
IBKCN IBERIABANK Corp. 6.1% Series D Pfd. 6/30/2019
INBKZ First Internet Bancorp 6.0% Fixed-to-Float Subordinated Notes due 2029 9/8/2019
INSM Insmed, Inc. 8/21/2019
JKS JinkoSolar Holding Co., Ltd. 8/15/2019
JMIA Jumia Technologies AG 7/15/2019
KRNT Kornit Digital, Ltd. 9/17/2019
LOVE The Lovesac Company 8/21/2019
LYFT Lyft, Inc. 6/30/2019
MFA MFA Financial, Inc. 6.25% Convertible Senior Notes due 2024 9/1/2019
MNRL Brigham Minerals, Inc. 7/21/2019
NGLprC NGL Energy Partners LP 9.625% Class C Pfd. 6/26/2019
NOMD Nomad Foods, Ltd. 6/23/2019
NYMT New York Mortgage Trust, Inc. 8/11/2019
O Realty Income Corp. 8/6/2019
ORTX Orchard Therapeutics plc 9/8/2019
PHAS PhaseBio Pharmaceuticals, Inc. 7/15/2019
PINS Pinterest, Inc. 7/21/2019
PLMR Palomar Holdings, Inc. 7/17/2019
PLYM Plymouth Industrial REIT, Inc. 8/15/2019
PMT PennyMac Mortgage Investment Trust 8/7/2019
PSTL Postal Realty Trust, Inc. 8/15/2019
QTWO Q2 Holdings, Inc. 9/8/2019
RTLR Rattler Midstream LP 8/26/2019
RVLV Revolve Group, Inc. 9/8/2019
SCPL SciPlay Corp. 8/7/2019
SGMO Sangamo Therapeutics 7/1/2019
SIEN Sientra, Inc. 9/5/2019
SILK Silk Road Medical 7/1/2019
SOHON Sotherly Hotels, Inc. 8.25% Series D Pfd. 7/15/2019
SPFI South Plains Financial, Inc. 8/11/2019
SRC Spirit Realty Capital, Inc. 8/7/2019
SRE Sempra Energy 5.75% Jr. Subordinated Notes due 2079 9/17/2019
SRprA Spire, Inc. 5.9% Series A Pfd. 8/15/2019
SWI SolarWinds Corp. 8/22/2019
TRVI Trevi Therapeutics, Inc. 8/7/2019
TSCBP TriState Capital Holdings 6.375% Series B Pfd. 8/21/2019
TUFN Tufin Software Technologies Ltd. 7/15/2019
TW TradeWeb Markets Inc. 7/1/2019
UBER Uber Technologies, Inc. 8/11/2019
WTR Aqua America, Inc. 7/21/2019
WTRU Aqua America, Inc. 6.0% Tangible Equity Units 7/21/2019
XFOR X4 Pharmaceuticals, Inc. 7/15/2019
YETI YETI Holdings, Inc. 8/11/2019
ZM Zoom Video Communications, Inc. 7/21/2019
Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt Stifel from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers, such as Stifel, instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.
Notwithstanding the availability of this "access equals delivery" exemption, Stifel has posted electronic copies of the final prospectuses for certain registered public offerings on this Web page solely as a convenience to its clients. These prospectuses were prepared and filed with the SEC by the issuer, and Stifel makes no representation or warranty that the information contained therein is accurate or complete. Please note that these prospectuses are valid only during the applicable required prospectus delivery period and may not reflect current information regarding the issuer or the securities offered. Stifel has no duty or obligation to update these prospectuses or any of the information contained therein.