Prospectus


Prospectus Download

For transactions in newly issued Federal Home Loan Bank (FHLB), Federal National Mortgage Association (FNMA), Federal Farm Credit Bank (FFCB), Municipal Bonds (MSRB), and Federal Home Loan Mortgage Corporation (FHLMC) securities, you may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements, and Financial Reports by visiting their respective websites directly:


Symbol Company Available Until
ALEC Alector, Inc. 5/9/2019
ALNY Alnylam Pharmaceuticals, Inc. 4/16/2019
AMTB Amerant Bank (IPO for Mercantil Bank Holding Corp.) 4/3/2019
ARR Armour Residential REIT, Inc. 4/17/2019
ARR ARMOUR Residential REIT, Inc. 5/21/2019
CIMprD Chimera Investment Corp. 8.0% Series D Pfd. 4/17/2019
CWST Casella Waste Systems, Inc. 4/25/2019
ENR Energizer Holdings, Inc. 4/18/2019
ENRprA Energizer Holdings, Inc. 7.5% Series A Convertible Preferred 4/18/2019
EVBG Everbridge, Inc. 4/17/2019
GMRE Global Medical REIT, Inc. 3/13/2019
GOSS Gossamer Bio, Inc. 5/13/2019
INSP Inspire Medical Systems Inc. 3/7/2019
KIDS OrthoPediatrics Corp 3/7/2019
KIN Kindred Biosciences, Inc. 4/22/2019
KNSA Kiniksa Pharmaceuticals Ltd. 5/5/2019
KRNT Kornit Digital Ltd. 3/12/2019
MGNX Macrogenics, Inc. 5/18/2019
MGP MGM Growth Properties LLC 5/2/2019
MRNA Moderna, Inc. 3/12/2019
MRTX Mirati Therapeutics, Inc. 4/18/2019
NFE New Fortress Energy LLC 5/5/2019
NIprB NiSource, Inc. 6.5% Series B Fixed-Rate Reset Cumulative Redeemable Perpetual Preferred 3/3/2019
NLY Annaly Capital Management, Inc. 4/10/2019
NRZ New Residential Investment Corp. 5/21/2019
NYMT New York Mortgage Trust, Inc. 4/10/2019
RARX Ra Pharmaceuticals, Inc. 3/13/2019
RMG.U RMG Acquisition Corp. 5/13/2019
SELB Selecta Biosciences, Inc. 4/25/2019
SJW SJW Group 3/3/2019
TME Tencent Music Entertainment Group 3/13/2019
VIVE Viveve Medical, Inc. 3/12/2019
Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt Stifel from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers, such as Stifel, instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.
Notwithstanding the availability of this "access equals delivery" exemption, Stifel has posted electronic copies of the final prospectuses for certain registered public offerings on this Web page solely as a convenience to its clients. These prospectuses were prepared and filed with the SEC by the issuer, and Stifel makes no representation or warranty that the information contained therein is accurate or complete. Please note that these prospectuses are valid only during the applicable required prospectus delivery period and may not reflect current information regarding the issuer or the securities offered. Stifel has no duty or obligation to update these prospectuses or any of the information contained therein.