Prospectus Download

For transactions in newly issued Federal Home Loan Bank (FHLB), Federal National Mortgage Association (FNMA), Federal Farm Credit Bank (FFCB), Municipal Bonds (MSRB), and Federal Home Loan Mortgage Corporation (FHLMC) securities, you may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements and Financial Reports by visiting their respective websites directly:

Symbol Company Available Until
RoundPoint Mortgage Servicing Corp. Series A Cumulative Cnvrt Pfd. 11/18/2018
AGNC AGNC Investment Corp. 11/1/2018
AGS PlayAGS, Inc. 11/11/2018
APPN Appian Corp 11/22/2018
BHFAL Brighthouse Financial, Inc. 6.25% Jr. Subordinated Debentures due 2058 12/10/2018
BV BrightView Holdings, Inc. 9/30/2018
BXMT Blackstone Mortgage Trust, Inc. 11/4/2018
CARA Cara Therapeutics, Inc. 10/22/2018
CARB Carbonite, Inc. 10/22/2018
CCB Coastal Financial Corp. 10/17/2018
CENTA Central Garden & Pet Company Class A Common Stock 11/11/2018
CIMprC Chimera Investment Corp. 7.75% Series C Preferred 12/17/2018
CNXM CNX Midstream Partners LP 9/27/2018
CRZO Carrizo Oil & Gas, Inc. 11/18/2018
CTMX CytomX Therapeutics, Inc. 10/14/2018
CWK Cushman & Wakefield plc 11/4/2018
DRNA Dicerna Pharmaceuticals, Inc. 12/10/2018
DUK Duke Energy Corp. 5.625% Jr. Subordinated Debentures due 2078 12/12/2018
EPRT Essential Properties Realty Trust, Inc. 9/24/2018
ESGRP Enstar Group Ltd. 7.0% Series D Preferred 9/25/2018
EYE National Vision Holdings, Inc. 10/29/2018
FCPT Four Corners Property Trust 11/4/2018
FDC First Data Corp. 11/14/2018
FHB First Hawaiian, Inc. 12/10/2018
FOCS Focus Financial Partners, Inc. 10/29/2018
FOMX Foamix Pharmaceuticals Ltd. 12/17/2018
GLPprA Global Partners LP 9.75% Series A Pfd. 11/4/2018
GOOS Canada Goose Holdings, Inc. 9/25/2018
GWRS Global Water Resources, Inc. 10/17/2018
IIN IntriCon Corp. 11/15/2018
IRIX IRIDEX Corp. 12/17/2018
KALV KalVista Pharmaceuticals, Inc. 12/10/2018
KRC Kilroy Realty Corp. 11/11/2018
LASR nLight, Inc. 12/10/2018
LMNR Limoneira Co. 9/25/2018
MESA Mesa Air Group, Inc. 11/11/2018
MXWL Maxwell Technologies, Inc. 11/11/2018
MYFW First Western Financial, Inc. 10/22/2018
MYOV Myovant Sciences, Ltd. 10/14/2018
NLY Annaly Capital Management, Inc. 12/17/2018
NYMT New York Mortgage Trust, Inc. 11/12/2018
OAKprB Oaktree Capital Group, LLC 6.55% Series B Pfd. 11/4/2018
PCB Pacific City Financial Corp. 11/11/2018
PRS Prudential Financial, Inc. 5.625% Jr. Subordinated Notes due 2058 11/11/2018
QVCD QVC, Inc. 6.375% Senior Notes due 2067 12/10/2018
RETA Reata Pharmaceuticals, Inc. 10/24/2018
RGNX RegenxBio, Inc. 11/12/2018
SKY Skyline Champion Corp. 11/4/2018
SONO Sonos, Inc. 11/1/2018
SPRO Spero Therapeutics, Inc. 10/14/2018
SSW Seaspan Corp. Series I Fixed-to-Flaoting Rate Cumulative Redeemable Perpetual Preferred 12/17/2018
TBD AT&T Inc. 5.625% Global Notes due 2067 10/29/2018
TENB Tenable Holdings, Inc. 10/29/2018
TSG The Stars Group, Inc. 9/25/2018
TUSK Mammoth Energy Services, Inc. 9/27/2018
WHD Cactus, Inc. 10/11/2018
WSC WillScot Corp. 10/29/2018
XENE Xenon Pharmaceuticals, Inc. 12/17/2018
ZGNX Zogenix, Inc. 11/11/2018

Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt Stifel from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers such as Stifel instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.

Notwithstanding the availability of this "access equals delivery" exemption, Stifel has posted electronic copies of the final prospectuses for certain registered public offerings on this Web page solely as a convenience to its clients. These prospectuses were prepared and filed with the SEC by the issuer and Stifel makes no representation or warranty that the information contained therein is accurate or complete. Please note that these prospectuses are valid only during the applicable required prospectus delivery period and may not reflect current information regarding the issuer or the securities offered. Stifel has no duty or obligation to update these prospectuses or any of the information contained therein.