Prospectus


Prospectus Download

For transactions in newly issued Federal Home Loan Bank (FHLB), Federal National Mortgage Association (FNMA), Federal Farm Credit Bank (FFCB), Municipal Bonds (MSRB), and Federal Home Loan Mortgage Corporation (FHLMC) securities, you may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements, and Financial Reports by visiting their respective websites directly:


Symbol Company Available Until
Keystone Church First Mortgage Bonds, 2019 Series 6/8/2020
AGNCP AGNC Investment Corp. 6.125% Series F Pfd 5/4/2020
APLT Applied Therapeutics, Inc. 4/26/2020
AQUA Evoqua Water Technologies Corp. 6/7/2020
BEAM BEAM Therapeutics Inc. 5/8/2020
CCC Clarivate Analytics PLC 5/8/2020
CGEN Compugen Ltd. 6/29/2020
DT Dynatrace, Inc. 5/24/2020
DXprC Dynex Capital, Inc. 6.9% Series C Fixed-to-Floating Pfd. 5/17/2020
EFC Ellington Financial Corp. 4/23/2020
ELAN Elanco Animal Health Inc. 5.0% Tangible Equity Units 4/26/2020
ELAN Elanco Animal Health, Inc. 4/26/2020
EPRT Essential Properties Realty Trust, Inc. 4/12/2020
EXAS Exact Sciences Corp. 0.3750% Convertible Senior Notes due 2028 5/27/2020
FRC First Republic Bank 4/21/2020
GFL GFL Environmental, Inc. 6% Tangible Equity Units 6/4/2020
GFL GFL Environmental, Inc. Subordinate Voting Shares 6/4/2020
GO Grocery Outlet Holding Corp. 5/3/2020
IRT Independence Realty Trust, Inc. 5/24/2020
IVR Invesco Mortgage Capital 5/5/2020
KRC Kilroy Realty Corp. 5/24/2020
METprF MetLife 4.75% Non-Cumulative Series F Preferred 4/12/2020
MFAprC MFA Financial, Inc. 6.50% Series C Fixed-to-Float Cum Redeemable Pfd. 5/27/2020
MGEN miRAGEN Therapeutics Inc. 5/8/2020
MRNA Moderna Inc. 5/8/2020
NREF NextPoint Real Estate Finance, Inc. 5/8/2020
NRZprC New Residential Investment Corp. 6.375% Series C 5/12/2020
O Realty Income Corp. 5/31/2020
PFHD Professional Holding Corp. 5/8/2020
PLMR Palomar Holdings, Inc. 4/12/2020
PPD PPD, Inc. 5/8/2020
RESN Resonant Inc. 5/6/2020
REYN Reynolds Consumer Products, Inc. 5/3/2020
TFII TFI International, Inc. 5/20/2020
TprC AT&T Inc. 4.75% Series C Pfd. 5/17/2020
TPVG TriplePoint Venture Growth BDC Corp. 4/12/2020
TRTNprD Triton International Ltd. 6.875% Series D Pfd. 4/21/2020
TSLA Tesla, Inc. 5/17/2020
WFCprZ Wells Fargo & Company Series Z Pfd. 4/21/2020
XENE Xenon Pharmaceuticals, Inc. 4/23/2020
ZGNX Zogenix, Inc. 6/4/2020
ZYME Zymeworks, Inc. 4/23/2020
Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt Stifel from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers, such as Stifel, instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.
Notwithstanding the availability of this "access equals delivery" exemption, Stifel has posted electronic copies of the final prospectuses for certain registered public offerings on this Web page solely as a convenience to its clients. These prospectuses were prepared and filed with the SEC by the issuer, and Stifel makes no representation or warranty that the information contained therein is accurate or complete. Please note that these prospectuses are valid only during the applicable required prospectus delivery period and may not reflect current information regarding the issuer or the securities offered. Stifel has no duty or obligation to update these prospectuses or any of the information contained therein.