Prospectus


Prospectus Download

For transactions in newly issued Federal Home Loan Bank (FHLB), Federal National Mortgage Association (FNMA), Federal Farm Credit Bank (FFCB), Municipal Bonds (MSRB), and Federal Home Loan Mortgage Corporation (FHLMC) securities, you may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements, and Financial Reports by visiting their respective websites directly:


Symbol Company Available Until
ALLprI Allstate Corp. Series I Pfd. 2/5/2020
AXNX Axonics Modulation Technologies, Inc. 2/20/2020
BRP BRP Group, Inc. 1/27/2020
BXSprA Bancorp South Bank 5.5% Series A Pfd. 2/13/2020
CATC Cambridge Bancorp 3/8/2020
DT Dynatrace, Inc. 3/8/2020
DTE DTE Energy Co. 2/2/2020
DTE DTE Energy Co. Equity Units 2/2/2020
DUK Duke Energy Corp. 2/19/2020
EFC Ellington Financial Corp. 2/19/2020
EOLS Evolus, Inc. 2/9/2020
EPRT Essential Properties Realty Trust, Inc. 4/12/2020
EVOP EVO Payments, Inc. 3/8/2020
EVRI Everi Holdings, Inc. 3/8/2020
FRC First Republic Bank 4/21/2020
FSRVU FinServ Acquisition Corp. 2/5/2020
FTAIprB Fortress Transportation and Infrastructure Investors LLC 8.0% Fixed-to-Floating Rate Series B Pfd. 2/25/2020
GMRE Global Medical REIT, Inc. 3/12/2020
KIDS Orthopediatrics Corp. 3/12/2020
KRTX Karuna Therapeutics, Inc. 2/23/2020
MEIP MEI Pharma, Inc. 3/17/2020
METprF MetLife 4.75% Non-Cumulative Series F Preferred 4/12/2020
MNRL Brigham Minerals, Inc. 3/15/2020
MNTA Momenta Pharmaceuticals, Inc. 3/15/2020
MPW Medical Properties Trust, Inc. 2/6/2020
MTEM Molecular Templates, Inc. 2/23/2020
PEAK Healthpeak Properties, Inc. 2/5/2020
PFGC Performance Food Group Company 2/23/2020
PLMR Palomar Holdings, Inc. 4/12/2020
PLUG Plug Power, Inc. 3/8/2020
PMT PennyMac Mortgage Investment Trust 3/15/2020
QVCC QVC, Inc. 6.25% Senior Secured Notes due 2068 2/20/2020
RC Ready Capital Corp. 3/8/2020
RETA Reata Pharmaceuticals, Inc. 2/16/2020
RVNC Revance Therapeutics, Inc. 3/8/2020
SAFE Safehold, Inc. 2/19/2020
SI Silvergate Capital Corp. 2/9/2020
SITM SiTime Corp. 2/20/2020
SIVBP svb Financial Group 5.25% Series A Pfd. 3/8/2020
SPT Sprout Social, Inc. 3/15/2020
TprA AT&T Inc. 5.0% Series A Pfd. 3/8/2020
TPVG TriplePoint Venture Growth BDC Corp. 4/12/2020
TRTNprC Triton Internationa Ltd. 7.375% Series C Pfd. 2/5/2020
TRTNprD Triton International Ltd. 6.875% Series D Pfd. 4/21/2020
TUFN Tufin Software Technologies Ltd. 3/8/2020
TXMD TherapeuticsMD, Inc. 1/27/2020
WFCprZ Wells Fargo & Company Series Z Pfd. 4/21/2020
WHF WhiteHorse Finance, Inc. 3/8/2020
XFOR X4 Pharmaceuticals, Inc. 3/2/2020
YETI YETI Holdings, Inc. 2/9/2020
Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt Stifel from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers, such as Stifel, instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.
Notwithstanding the availability of this "access equals delivery" exemption, Stifel has posted electronic copies of the final prospectuses for certain registered public offerings on this Web page solely as a convenience to its clients. These prospectuses were prepared and filed with the SEC by the issuer, and Stifel makes no representation or warranty that the information contained therein is accurate or complete. Please note that these prospectuses are valid only during the applicable required prospectus delivery period and may not reflect current information regarding the issuer or the securities offered. Stifel has no duty or obligation to update these prospectuses or any of the information contained therein.