Prospectus


Prospectus Download

For transactions in newly issued Federal Home Loan Bank (FHLB), Federal National Mortgage Association (FNMA), Federal Farm Credit Bank (FFCB), Municipal Bonds (MSRB), and Federal Home Loan Mortgage Corporation (FHLMC) securities, you may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements, and Financial Reports by visiting their respective websites directly:


Symbol Company Available Until
PLH Group, Inc. - SEE ATTACHED NOTE 1/16/2019
AGNC AGNC Investment Corp. 2/17/2019
AMAL Amalgamated Bank 2/17/2019
ASBprE Associated Banc-Corp 5.875% Non-Cumulative Perpetual Preferred Stock, Series E 12/23/2018
ATRC AtriCure, Inc. 1/7/2019
AZRE Azure Power Global Ltd. 1/7/2019
BHGE Baker Hughes, a GE Company 2/14/2019
BSVN Bank7 Corp. 12/23/2018
CAG Conagra Brands, Inc. 1/14/2019
CBNK Capital Bancorp, Inc. 12/31/2018
CDAY Ceridian HCM Holding, Inc. 2/14/2019
CIMprC Chimera Investment Corp. 7.75% Series C Preferred 12/17/2018
CNP CenterPoint Energy, Inc. 12/31/2018
CONE CyrusOne, Inc. 12/31/2018
CRSP CRISPR Therapeutics AG 12/23/2018
DLNGprB Dynagas LNG Partners LP 8.75% Series B Pfd. 1/17/2019
DLR Digital Realty Trust Inc. 12/31/2018
EB Eventbrite, Inc. 12/23/2018
ED Consolidated Edison, Inc. 2/14/2019
ELAN Elanco Animal Health, Inc. 12/23/2018
EQ Equillium, Inc. 1/14/2019
EQH AXA Equitable Holdings, Inc. 2/17/2019
ESGRO Enstar Group Ltd. 7.0% Series E Pfd. 2/14/2019
ESTC Elastic N.V. 1/6/2019
FOMX Foamix Pharmaceuticals Ltd. 12/17/2018
GLOPprC GasLog Partners LP 8.5% Series C Pfd. 2/7/2019
GMRE Global Medical REIT, Inc. 3/13/2019
GRTS Gritstone Oncology, Inc. 12/31/2018
HIGprG The Hartford Financial Services Group, Inc. 6.0% Series G Preferred 1/31/2019
INSP Inspire Medical Systems Inc. 3/7/2019
IRIX IRIDEX Corp. 12/17/2018
KIDS OrthoPediatrics Corp 3/7/2019
KOD Kodiak Sciences, Inc. 1/6/2019
KRNT Kornit Digital Ltd. 3/12/2019
LADR Ladder Capital Corp. 2/14/2019
LAUR Laureate Education, Inc. 2/17/2019
LOGC LogicBio Therapeutics, Inc. 1/21/2019
MRNA Moderna, Inc. 3/12/2019
NGHC National General Holdings Corp. 2/14/2019
NIprB NiSource, Inc. 6.5% Series B Fixed-Rate Reset Cumulative Redeemable Perpetual Preferred 3/3/2019
NITE NightStar Therapeutics plc 12/31/2018
NLY Annaly Capital Management, Inc. 12/17/2018
NRZ New Residential Investment Corp. 2/5/2019
NYMT New York Mortgage Trust, Inc. 2/7/2019
OSMT Osmotica Pharmaceuticals plc 1/21/2019
PHAS PhaseBio Pharmaceuticals, Inc. 1/17/2019
PLAN Anaplan, Inc. 1/14/2019
RARX Ra Pharmaceuticals, Inc. 3/13/2019
SIR Select Income REIT 1/6/2019
SJW SJW Group 3/3/2019
SKY Skyline Champion Corp. 12/23/2018
SSW Seaspan Corp. Series I Fixed-to-Flaoting Rate Cumulative Redeemable Perpetual Preferred 12/17/2018
SWI SolarWinds Corp. 1/21/2019
TME Tencent Music Entertainment Group 3/13/2019
UPWK UpWork, Inc. 1/6/2019
VIVE Viveve Medical, Inc. 3/12/2019
WMC Western Asset Mortgage Capital Corp. 12/23/2018
XENE Xenon Pharmaceuticals, Inc. 12/17/2018
YETI Yeti Holdings, Inc. 1/24/2019
Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt Stifel from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers, such as Stifel, instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.
Notwithstanding the availability of this "access equals delivery" exemption, Stifel has posted electronic copies of the final prospectuses for certain registered public offerings on this Web page solely as a convenience to its clients. These prospectuses were prepared and filed with the SEC by the issuer, and Stifel makes no representation or warranty that the information contained therein is accurate or complete. Please note that these prospectuses are valid only during the applicable required prospectus delivery period and may not reflect current information regarding the issuer or the securities offered. Stifel has no duty or obligation to update these prospectuses or any of the information contained therein.