Prospectus


Prospectus Download

For transactions in newly issued Federal Home Loan Bank (FHLB), Federal National Mortgage Association (FNMA), Federal Farm Credit Bank (FFCB), Municipal Bonds (MSRB), and Federal Home Loan Mortgage Corporation (FHLMC) securities, you may access Offering Documentation (including Notices and Circulars), Term Sheets, Pricing Supplements, and Financial Reports by visiting their respective websites directly:


Symbol Company Available Until
AEPprB American Electric Power Company, Inc. Convertible Pfd. 6/19/2019
AFINP American Finance Trust, Inc. 7.5% Series A Pfd. 6/23/2019
AGNCM AGNC Investment Corp. 6.875% Series D Fixed-to-Floating Rate Cum Redeemable Pfd. 6/2/2019
AIprC Arlington Asset Investment 8.25% Series C Pfd. 6/6/2019
ALEC Alector, Inc. 5/9/2019
ALprA Air Lease Corp. 6.15% Fixed-to-Floating Rate Non-Cumulative Perpetual Series A Preferred 5/30/2019
ARR ARMOUR Residential REIT, Inc. 5/21/2019
BHFAP Brighthouse Financial, Inc. 6.6% Non-Cum Pfd, Series A 6/23/2019
CDAY Ceridian HCM Holding, Inc. 6/23/2019
CWK Cushman & Wakefield plc 6/23/2019
CWST Casella Waste Systems, Inc. 4/25/2019
DHR Danaher Corp. 5/30/2019
DHRprA Danaher Corp. 4.75% Mandatory Convertible Series A Preferred 5/30/2019
DTIL Precision BioSciences, Inc. 6/30/2019
DUKprA Duke Energy Corp. 5.75% Series A Pfd. 6/26/2019
EPRT Essential Properties Realty Trust, Inc. 6/16/2019
EQH AXA Equitable Holdings, Inc. 6/23/2019
EQIX Equinix, Inc. 5/30/2019
EVOP EVO Payments 7/1/2019
GMRE Global Medical REIT, Inc. 6/19/2019
GOSS Gossamer Bio, Inc. 5/13/2019
HCACU Hennessy Capital Acquisition Corp. IV 6/6/2019
IBKCN IBERIABANK Corp. 6.1% Series D Pfd. 6/30/2019
IQV IQVIA Holdings, Inc. 6/6/2019
JMIA Jumia Technologies AG 7/15/2019
KIN Kindred Biosciences, Inc. 4/22/2019
KNSA Kiniksa Pharmaceuticals Ltd. 5/5/2019
LYFT Lyft, Inc. 6/30/2019
MGNX Macrogenics, Inc. 5/18/2019
MGP MGM Growth Properties LLC 5/2/2019
NFE New Fortress Energy LLC 5/5/2019
NGLprC NGL Energy Partners LP 9.625% Class C Pfd. 6/26/2019
NOMD Nomad Foods, Ltd. 6/23/2019
NRZ New Residential Investment Corp. 5/21/2019
PHAS PhaseBio Pharmaceuticals, Inc. 7/15/2019
PLMR Palomar Holdings, Inc. 7/17/2019
PS PluralSight, Inc. 6/6/2019
QTS QTS Realty Trust, Inc. 5/30/2019
RMG.U RMG Acquisition Corp. 5/13/2019
SELB Selecta Biosciences, Inc. 4/25/2019
SFprB Stifel Financial Corp. 6.25% Non-Cumulative Series B Preferred 5/30/2019
SGMO Sangamo Therapeutics 7/1/2019
SILK Silk Road Medical 7/1/2019
SKY Skyline Champion Corp. 6/2/2019
SOHON Sotherly Hotels, Inc. 8.25% Series D Pfd. 7/15/2019
TUFN Tufin Software Technologies Ltd. 7/15/2019
TW TradeWeb Markets Inc. 7/1/2019
VNOM Viper Energy Partners LP 5/30/2019
XFOR X4 Pharmaceuticals, Inc. 7/15/2019
Under certain circumstances, Rules 172 and 173 promulgated by the Securities and Exchange Commission ("SEC") pursuant to the Securities Act of 1933, as amended, exempt Stifel from the requirement to deliver a hard copy of the final prospectus to purchasers in certain registered public offerings of securities. These SEC rules permit underwriters and dealers, such as Stifel, instead to fulfill their prospectus delivery requirements through an "access equals delivery" framework whereby the customer will be deemed to have received delivery of the final prospectus by virtue of its availability on the SEC's EDGAR website if the transaction confirmation received by the customer contains language notifying the customer that the sale was made pursuant to a registration statement or in a transaction where a final prospectus would normally be required to be delivered.
Notwithstanding the availability of this "access equals delivery" exemption, Stifel has posted electronic copies of the final prospectuses for certain registered public offerings on this Web page solely as a convenience to its clients. These prospectuses were prepared and filed with the SEC by the issuer, and Stifel makes no representation or warranty that the information contained therein is accurate or complete. Please note that these prospectuses are valid only during the applicable required prospectus delivery period and may not reflect current information regarding the issuer or the securities offered. Stifel has no duty or obligation to update these prospectuses or any of the information contained therein.