Stifel Financial Corp. (“Stifel” or the “Company”) is a financial services holding company headquartered in St. Louis, Missouri, that conducts its banking, securities, and financial services business through several wholly owned subsidiaries. Stifel’s broker-dealer clients are served in the United States through Stifel, Nicolaus & Company, Incorporated, including its Eaton Partners business division, Keefe, Bruyette & Woods, Inc., Century Securities Associates, Inc., Miller Buckfire & Co., LLC and MainFirst Securities US Inc., each of which is a broker-dealer registered with the SEC and members of FINRA. Stifel Financial Corp. has the following non-U.S. subsidiaries. In the United Kingdom, Stifel Nicolaus Europe Limited is authorized and regulated by the United Kingdom Financial Conduct Authority (“FCA”) (FRN 190412) and is a member of the London Stock Exchange and also trades under the name Keefe, Bruyette & Woods Europe. In Germany, MainFirst Bank AG is regulated by the German Federal Financial Services Authority (Bundesanstalt für Finanzdienstleistungsaufsicht, or BaFin), as well as MainFirst Schweiz AG, which is regulated by the Eidgenössische Finanzmarktaufsicht (FINMA). MainFirst Bank AG’s London Branch is authorized by BaFin and supervised by the Financial Conduct Authority for the conduct of UK business, its Milan Branch is authorized and regulated by BaFin and supervised by CONSOB/Bank of Italy, and its Paris Branch is authorized and regulated by BaFin and supervised by AMP/Autorité de Contrôle Prudentiel. In Geneva, Stifel maintains Stifel Europe Geneva S.A. In Canada, Stifel Nicolaus Canada Inc. is authorized and regulated by Investment Industry Regulatory Organization of Canada (IIROC) and also trades under the names “Stifel GMP” and “Stifel First Energy”. The Company’s broker-dealer affiliates provide securities brokerage, investment banking, trading, investment advisory, and related financial services to individual investors, professional money managers, businesses, and municipalities. Stifel Bank and Stifel Bank & Trust offer a full range of consumer and commercial lending solutions. Stifel Trust Company, N.A. and Stifel Trust Company Delaware, N.A. offer trust and related services.
EquityCompass Strategies Investment Management, LLC, 1919 Investment Counsel, LLC, and Washington Crossing Advisors, LLC are affiliated stand-alone asset managers that provide investment management and services to institutions and individuals over a breadth of asset classes.
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Any content in this e-mail that could be construed as market commentary or sales literature is commentary and/or strategic ideas provided to Stifel clients, based upon information available to the general public. In the United Kingdom, this material is approved for distribution by Stifel Nicolaus Europe Limited and is intended for use by persons who have suitable investment experience and expertise or by persons to whom it can be lawfully distributed. Such information might include excerpts, abstracts, or other summary material derived from research reports published by Stifel and its affiliates. Readers are directed to the original research report or note to review the Equity Research Analyst's full analysis of the subject company. This e-mail may contain links to or information from third parties. Stifel shall not be held responsible for the content or accuracy of any third-party link or information, nor will it be held responsible for any loss or damage caused by you placing reliability on this third-party information. Although the information contained herein has been prepared from sources believed to be reliable, it is not guaranteed by Stifel, and is not a complete summary or statement of all available data, nor is it considered an offer to buy or sell any securities referred to herein. Past performance is not indicative of future returns.
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