• Log In
  • Investor Relations
  • Careers
  • Contact Us
  • Find a Stifel Advisor
  • About Us
  • Individuals
  • Institutions
  • Banking & Lending

Home > Important Disclosures > Financial Condition

Statement of Financial Condition


Financial Condition(Unaudited)  June 30, 2018

Financial Condition  December 31, 2017

Financial Condition(Unaudited)  June 30, 2017

Financial Condition  December 31, 2016

Financial Condition(Unaudited)  June 30, 2016

Financial Condition  December 31, 2015

Financial Condition(Unaudited)  June 30, 2015

Financial Condition  December 31, 2014

Financial Condition(Unaudited)  June 30, 2014

Financial Condition  December 31, 2013

Financial Condition(Unaudited)  June 30, 2013

Financial Condition  December 31, 2012

Financial Condition(Unaudited)  June 30, 2012

Financial Condition  December 31, 2011

Financial Condition(Unaudited)  June 30, 2011

Financial Condition  December 31, 2010

Financial Condition(Unaudited)  June 30, 2010

Financial Condition  December 31, 2009

Financial Condition(Unaudited)  June 30, 2009

Financial Condition  December 31, 2008

Financial Condition(Unaudited)  June 30, 2008

Financial Condition  December 31, 2007

Financial Condition(Unaudited)  June 30, 2007

Financial Condition(Restarted)  December 31, 2006

Financial Condition(Unaudited)  June 30, 2006

Financial Condition  December 31, 2005

Financial Condition(Unaudited)  June 30, 2005

Financial Condition  December 31, 2004

Financial Condition(Unaudited)  June 30, 2004

Financial Condition  December 31, 2003

Important Disclosures

  • Account Agreement
  • Annuities
  • Apple Pay
  • Asset Protection
  • Best Execution
  • Business Continuity
  • Callable Securities
  • Certificates of Deposit
  • Church Bonds
  • Cost Basis
  • Currency Risk Disclosure
  • Customer Identification Notice
  • Electronic Communications Policy
  • Electronic Signature & Delivery Agreement
  • E-mail Disclaimers
  • ERISA 408(b)2
  • ETFs Risk Disclosures
  • Extended Hours Trading
  • Financial Condition
  • Hedge Fund Risk Disclosures
  • HIPAA Policy
  • Institutional Debt Research
  • Investment Advisory Program Disclosures
  • Investment Banking
  • Investment Objectives
  • IRA Rollover Considerations
  • Life Insurance Disclosures
  • Long-Term Care Disclosures
  • Margin Disclosure
  • Market Risk Rule Disclosures
  • Markup or Markdown
  • Stifel Insured Bank Deposit Programs Disclosure Statements
  • Mutual Funds
  • Options Disclosure
  • Privacy Notice
  • Risk Classifications
  • Spanish Disclosures
  • UK Equality Act (Gender Pay Gap Information)
  • UK Modern Slavery Act Policy Statement
  • U.S. Treasury Circular 230 Tax Notice
  • Understanding the Bond Market
  • Use of Historic Performance Data Risk Disclosure
  • User Disclosure
  • Volcker Rule Conflicts Disclosure

Serving Clients


  • Individuals & Families
  • Institutions & Corporations
  • Banking & Lending
  • Financial Advisors
  • Investors
  • Research
  • Asset Management
  • Stifel Europe

About Us


  • Get to Know Stifel
  • Annual Report
  • Connect With Stifel
  • Register for Account Access
  • Client Login
  • Stifel Mobile
  • Market News
  • Portfolio Tracker

Careers


  • Build Your Career
  • Financial Advisors: Choose Stifel
  • Campus Connection
  • Benefits

Regulatory Links


  • FINRA BrokerCheck
  • Important Disclosures
  • Privacy Notice
  • HIPAA Policy
  • Use of Information Policy
  • Business Continuity
  • Sitemap
FINRA BrokerCheck
  •  

COPYRIGHT © 2019 STIFEL FINANCIAL CORP.
ALL RIGHTS RESERVED.

This site is published in the United States for U.S. residents only. The services offered within this site are available exclusively through our U.S. Financial Advisors. Stifel Financial Advisors may only conduct business with residents of the states in which they are properly registered. The information on this web site is not an offer to sell or a solicitation of an offer to buy any security, nor shall any such security be offered or sold to any person in any jurisdiction in which such offer, solicitation, purchase, or sale may not lawfully be made. References to Stifel herein may apply to parent company Stifel Financial Corp. or any of its wholly owned subsidiaries, including Stifel, Nicolaus & Company, Incorporated, Member NYSE, FINRA, and SIPC.